LEGAZPI CITY (PIA) — The Securities and Exchange Commission (SEC) has implemented a paperless registration policy across all its offices nationwide. In a circular dated April 4, the SEC announced that ...
The Securities and Exchange Commission is closing a loophole that let some advisors register with the federal regulator as RINOs – robo-advisors in name only – by amending an old rule. The SEC updated ...
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SEC expands one-day registration to 81 industries
THE SECURITIES and Exchange Commission (SEC) recently increased the number of industries that can avail of the one-day company registration process. In a statement, the corporate regulator said it ...
The Securities and Exchange Commission (SEC) made some rule changes today, and one of them will impact Regulation A (Reg A), a securities exemption utilized for online capital formation. Reg A ...
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